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| Establishing an audit trail
for each individual driver is the only way to manage fleet risk,
says Chris Howell, director at the UK’s leading independent
fleet risk assessment company Risk Answers |

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| “Around 85% of companies
have no risk management strategy in place. They are playing
the lottery with the lives of their employees” |
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Life is a lottery and when you take to the road the stakes are high
– employees who drive more than 25,000 miles a year have a one
in 8,000 chance of dying while behind the wheel of their company car
– a risk similar to that of miners dying at coal face, according
to the Royal Society for the Prevention of Accidents.
But fleet decision-makers and company bosses can reduce the gamble
millions of atwork drivers take every day by establishing a safety
audit trail. The reason they fail to act is a mystery given the negative
costs of bad PR, let alone the opportunity to reduce insurance costs
– and save lives.
Around 85% of companies have no risk management strategy in place.
That means all those companies are playing the lottery with the lives
of their employees and other road users.
The Association of Chief Police Officers has produced a “Road
Death Investigation Manual” which, in the event of a fatal or
serious injury incident, acts as a guide to police officers who are
now investigating all road deaths as if they were unlawful killings.
If an incident involves an occupational driver, the police will be
looking for evidence of why the vehicle was at the scene, the mechanical
condition of that vehicle and the physical condition of the driver.
That is before they then move on to the company itself. And remember
that investigations will be just as rigorous in the event of an employee
driving their own vehicle on company business as the company is still
liable.
Investigators will also want a company to produce accurate records
detailing the number of hours that a driver has been on the road during
a working week and show that a company’s working practices are
such that a driver would not be placed in a position whereby driving
for excessive periods was a requirement. They will also want to see
vehicle maintenance records and what daily or weekly checks are carried
out for vehicle roadworthiness.
Employers running fleets of large vans and HGVs must have an operator’s
licence, under the terms of which an audit trail is required to show
that the fleet is being operated within the terms of the licence.
However, companies operating small vans or cars are not subjected
to such a licence and are therefore unlikely to have such an audit
trail in place. That means that only by undertaking an audit trail
can companies show to the police and Health and Safety Executive in
the event of an accident that their fleet is operated along health
and safety best practice lines. When the long arm of the law comes
knocking on your door and wants serious questions answered, what will
your response be?
The 15% of companies that have ceased playing the lottery should be
able to provide answers, but the remaining fleets are leaving a potential
court appearance, fine and prison term to chance – let along
the negative PR effects.
But, before managing the risk, companies must be able to measure it
down to each individual and that is why an audit trail must be conducted
and is the starting point for putting in place a comprehensive fleet
risk management strategy.
The five steps to completing a risk audit are:
• Identify the hazards: the vehicles – are they safe and
are they suitable for the job; the routes – are they suitable;
the drivers – their working practices, experience and training,
pressures upon them to deliver, working hours; the activities of others
• Identify who might be harmed and how: drivers, passengers,
members of the public
• Evaluate the risks and assess whether existing precautions
are adequate, or more are needed. Take into account different types
of driver, vehicle, journey and working practices
• Record significant findings
• Periodically review the risk assessment to ensure it remains
valid
Crucially the risk audit must apply to all vehicles driven on company
business irrespective of ownership and to all employees who drive
on company business.
And while undertaking the safety audit, directives should be put into
place governing such issues as the use of mobile phones, compulsory
breaks to combat fatigue and overnight stops as a business expense
during long trips.
Having undertaken a risk audit, companies must then analyse with an
expert company, such as Risk Answers’ sister company DriveTech
– also a member of the Fleetsafe Group of companies –
solutions and ways of preventing and managing the risk down. Some
of the areas covered would possibly include:
• Avoiding the risk altogether. In terms of occupational driving
that means considering whether alternatives to the journey or type
of travel exist
• Tackling risks at source rather than taking superficial short-term
action. This might include work scheduling to restrict long hours,
work being rescheduled to reduce the risk of employees speeding between
appointments; choosing vehicles carefully and maintaining them conscientiously;
specifying safe routes for journeys
• Selecting drivers who are entitled to drive the vehicle, ensuring
they are competent to drive the vehicle through driver assessment.
This may well include the use of online tools – such as the
Driver Assessment Training Aid Programme (developed by DATA Programmes
Ltd and sold through DriveTech (UK)) – and providing them with
the right amount of information, training and instruction to enable
them to drive or work safely
• Involving employees and their representatives in identifying
and putting in place controls and other measures
• Clarifying the roles and responsibilities of all in the management
chain from directors to the individual employee; setting standards
for expected behaviour
• Putting in place measures to review experience and take further
action where required thereby creating a loop of continuous improvement
• Ensuring that the systems apply equally to those who drive
for work only occasionally and those who use their own vehicles on
business
The audit is not a “one-off” task but a “live”
report under which frequent checks are undertaken, for example in
relation to making sure that employees who drive their own cars on
business have insurance policies in place which mean they are properly
covered for business travel. There are other considerations as well,
such as it may be necessary to rewrite contracts of employment to
take into account the new risk management policy. For example, as
a condition of employment it becomes compulsory for employees to report
any endorsements relating to motoring offences and failure to do so
results in disciplinary action.
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| “Audit trails, risk assessments
and management should become part of a company’s
culture” |
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It is also crucial to monitor drivers’ hours behind the wheel
and to decide what are acceptable hours/mileage both daily and over
a period of time, taking into account the 1998 Working Time Regulations
which are being overhauled to create the Working Time (Amendment)
Regulations 2003, which for the first time will have direct application
to the transport sector for both goods and passengers.
While it may be corporate policy to turn a blind eye to an occasional
excessive stretch of driving, on a continuous basis it would suggest
a certain lapse of the duty of care an organisation has to its employees.
The consequences could be significant, with a nominated member of
the board taking the rap on behalf of the organisation.
Having completed the risk assessment the findings should be presented
to the management team, recommendations defined, priorities agreed
and objectives set, policies designed, systems put in place, documentation
checked and finally training requirements put in place.
Audit trails, risk assessments and management should become part of
a company’s culture with a full audit repeated at regular intervals,
both to keep drivers alert to their bad habits and to ensure they
are not a hazard to themselves or other drivers.
Based on the risk assessment, decisions can then be made on whether
additional training is required both for general driving and for vehicle/task-specific
competence; refresher or familiarisation driver training might be
needed and employees may need training in relation to the specific
task they are being asked to perform particularly if their job has
changed.
A one-off professional and comprehensive audit and report costs £1,000
per day and normally one day is sufficient. While cost savings vary
from fleet to fleet depending on a myriad of criteria, we would expect
reductions of at least 30% in incident numbers on a typical fleet
if recommendations are implemented.
At the outset, conducting a risk management audit may seem a very
onerous task – but think of the gamble being taken if you don’t. |
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